What Connecticut inspectors cite the most
The 15 licensing rules CT OEC inspectors cite most often — in plain English, with what evidence inspectors look for. Free director's reference, from the official CT OEC record.
Source: CT OEC public inspection records · last reviewed 5/11/2026
#1 most cited
Staff who give injectable medications (e.g., EpiPens) must complete a training program led by a pharmacist, physician, PA, APRN, or RN — and re-validate competency every year. The most-cited CT rule. Most centers get cited because annual recertification slips.
Evidence inspectors look for
- Injectable medication training certificate signed by qualifying clinician
- Annual competency-validation log (date, trainer, staff signature)
- Roster of staff cleared to administer injectables
#2 most cited
You must keep a current, complete enrollment record for every child on the licensed premises and produce it on request to the Office of Early Childhood. Inspectors often find files missing emergency contacts, allergy lists, or current physician info.
Evidence inspectors look for
- Enrollment file per child with current emergency contacts
- Allergy / dietary restriction documentation signed by parent
- Most-recent physical exam / health assessment on file
#3 most cited
Your consultant (educational, health, dental, social services) must sign a written services plan annually and document each visit in a consultation log kept on site. Inspectors check for the signed plan, the log entries, and consistency between them.
Evidence inspectors look for
- Annual signed consultation-services plan (per consultant type)
- Consultation log with date, consultant name, observations
- Action items follow-up log
#4 most cited
No medication (other than non-prescription topicals) may be given to a child without a written order from an authorized prescriber AND written parent permission, both kept on file. Both pieces are needed — missing either is a citation.
Evidence inspectors look for
- Prescriber's written medication order (drug, dose, route, duration)
- Parent's signed medication-administration permission
- Medication administration log per child / per dose
#5 most cited
A complete written consultation-services plan covering early-childhood education, health, dental, and social-services consultants must be developed and implemented. Common gap: a plan exists for one consultant type but not all four.
Evidence inspectors look for
- Master consultation plan covering all four required consultant types
- Signed consultant agreements per consultant
- Schedule of consultation visits across the program year
#6 most cited
(Family child care homes.) Before a child starts attending, the provider must have a complete and current general health record on file, signed and dated by a physician, PA, or APRN. Inspectors commonly find records missing the clinician signature or dated stale.
Evidence inspectors look for
- Health-record form per child, clinician-signed and dated
- Immunization records attached to health record
- Calendar showing health-record completion before first day
#7 most cited
Building, equipment, and grounds must be maintained in good repair, kept clean and orderly, and free from accumulated trash or hazards. Inspectors note chipped paint, broken fixtures, peeling vinyl, and clutter most often.
Evidence inspectors look for
- Monthly facility walkthrough checklist
- Maintenance work-order history with dates closed
- Grounds-keeping schedule (mowing, debris removal, playground inspection)
#8 most cited
(Family child care homes.) The facility and equipment must be in good repair and reasonably free from anything that would be dangerous to children. Common citations: broken cribs, splintered wood, exposed wiring, unsafe stairs.
Evidence inspectors look for
- Equipment safety checklist completed monthly
- Crib / cot inspection log per unit
- Stair gate and barrier inspection notes
#9 most cited
Hardware (air conditioners, water heaters, fuse boxes) must be inaccessible to children, and the playground must be free of glass, debris, holes, and other hazards. Inspectors look for unlocked utility access and check the playground perimeter.
Evidence inspectors look for
- Locked utility-room policy and key-access roster
- Daily playground sweep checklist (glass, debris, holes)
- Fuse box / panel cover and lock inspection log
#10 most cited
(Family child care homes.) The temperature of water at taps used by children must be safe to prevent scalding. Most CT inspectors carry a thermometer; aim ≤120°F at child-accessible taps.
Evidence inspectors look for
- Monthly water-temperature log per child-accessible tap
- Thermostatic mixing valve installation record (where used)
- Water-heater set-point record
#11 most cited
Each employee must have an acceptable medical statement and a written negative TB test result on file at the licensed premises. Often cited because TB results expire or are missing for newer hires.
Evidence inspectors look for
- Employee medical-statement form per staff (signed by clinician)
- Negative TB test result on file (PPD or IGRA)
- Renewal calendar per staff member
#12 most cited
Designated health-care staff must hold current American Red Cross Standard First Aid certification (or equivalent) AND current CPR proficiency. Both certifications are time-bounded and frequently lapse without warning.
Evidence inspectors look for
- Current First Aid certificate per designated staff
- Current CPR proficiency certificate per designated staff
- Renewal calendar with 60-day reminder
#13 most cited
(Family child care homes.) A complete immunization record must be on file for each enrolled child. CT requires the full series per state schedule; missing doses or non-current records are common citations.
Evidence inspectors look for
- Immunization record per child (clinician-issued)
- Religious / medical exemption form (where applicable)
- Tracker of upcoming immunizations due by age milestone
#14 most cited
Walls, ceilings, floors, and rugs must be maintained in good repair and be washable or easily cleanable. Inspectors flag stained or torn carpets, unwashed rugs, and damaged paint that cannot be sanitized.
Evidence inspectors look for
- Floor / rug cleaning schedule (daily and deep-clean)
- Wall and ceiling inspection log
- Surface-cleaner inventory (EPA-approved childcare products)
#15 most cited
(Family child care homes.) The provider must be physically, emotionally, and mentally able to handle child-care responsibilities and emergencies, and free from health problems that could impair this ability. Often surfaced via medical statement on file.
Evidence inspectors look for
- Provider's clinician-signed medical fitness statement (annual)
- Self-care / wellness plan
- Backup-caregiver designation in case of provider illness
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